IMPORTANT DISCLOSURE INFORMATION
Hicks Capital Management, LLC (“HCM”) is an SEC registered investment adviser located in Columbus, Ohio and Naples, Florida. HCM may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. HCM’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of HCM’s web site on the Internet should not be construed by any consumer and/or prospective client as HCM’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by HCM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. A copy of HCM’s current written disclosure Brochure discussing HCM’s business operations, services, and fees is available from HCM upon written request. HCM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to HCM web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by HCM), will be profitable or equal any historical performance level(s).
Certain portions of HCM’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, HCM (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from HCM, or from any other investment professional. HCM is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.